This clinical study is testing a new way to improve stem cell transplants for adults with high-risk blood cancers, such as leukemia or myelodysplasia, who do not have a suitable donor. The transplant uses stem cells from umbilical cord blood that have been expanded in the lab using a molecule called UM171. Previous studies showed that UM171 helps these cells grow and work better, leading to faster blood count recovery and fewer complications. In this study, researchers are testing whether increasing the dose of UM171 during the lab expansion process can make the transplant less toxic. The hypothesis is that using a higher dose of UM171 to expand cord blood stem cells will help patients recover blood counts faster after transplant by improving the growth and function of the cells. This may lead to better immune recovery, fewer infections, shorter hospital stays, and improved overall outcomes. Only seven patients will be enrolled, and they will be followed for one year after their transplant.
This is a single-center, prospective, open-label, dose-escalating Phase I/II clinical trial designed to evaluate the safety, feasibility, and efficacy of ECT-001-CB cord blood transplantation using an optimized dose of UM171, a small molecule that enhances hematopoietic stem cell (HSC) expansion. Allogeneic hematopoietic stem cell transplantation (HSCT) is a potentially curative treatment for patients with high-risk hematologic malignancies. However, some patients lack a suitable donor. Cord blood (CB) is a valuable alternative donor source due to its tolerance for HLA mismatches and lower incidence of chronic graft-versus-host disease (GVHD). Despite these advantages, CB transplantation has declined due to limitations such as low cell dose, delayed engraftment, and increased non-relapse mortality (NRM). UM171 is a proprietary molecule that has demonstrated the ability to expand CD34⁺ HSCs ex vivo, thereby addressing the cell dose limitation of CB transplants. Previous trials using UM171-expanded CB units (ECT-001-CB) showed promising results, including faster engraftment, improved immune reconstitution, and reduced NRM. This study builds on prior findings by investigating whether a higher dose of UM171 (125nM vs. the conventional 35nM) can further accelerate neutrophil engraftment and enhance immune recovery. Preclinical data suggest that higher UM171 concentrations may increase the number of long-term repopulating HSCs and promote balanced lymphoid and myeloid differentiation, potentially improving clinical outcomes. Seven patients with high-risk acute leukemia or myelodysplasia, or other hematologic malignancies requiring HSCT and lacking a suitable donor, will be enrolled over a 12-month period. Patients will receive a single ECT-001-CB transplant following an intermediate or high-intensity conditioning regimen. The CB unit will be expanded ex vivo with escalating doses of UM171 (starting at 70nM, potentially increasing to 125nM based on engraftment outcomes). Primary endpoints include safety (grade ≥3 adverse events), feasibility of manufacturing and infusion, and time to neutrophil engraftment. Secondary endpoints include NRM, platelet engraftment, graft failure, progression-free survival (PFS), overall survival (OS), incidence of acute and chronic GVHD, immune reconstitution, and time to hospital discharge. Exploratory endpoints include infectious complications, relapse incidence, GVHD-free relapse-free survival (GRFS), advanced immunologic profiling, and comparisons with historical controls. Safety will be monitored by an independent Data Safety Monitoring Board (DSMB). The study includes predefined stopping rules to ensure patient safety, including thresholds for engraftment delay, graft failure, NRM, and severe GVHD. This trial aims to optimize CB transplantation by enhancing the efficacy of UM171-expanded grafts, potentially offering a safer and more effective treatment option for patients with limited donor availability.
Study Type
INTERVENTIONAL
Allocation
NA
Purpose
TREATMENT
Masking
NONE
Enrollment
7
UM171-expanded cord blood
Hôpital Maisonneuve-Rosemont
Montreal, Quebec, Canada
RECRUITINGIncidence of grade 3 or higher adverse events (AEs)
Incidence of grade 3 or higher adverse events (AEs)
Time frame: From the start of pre-transplant conditioning of first patient throught 1 year post-transplant of last patient
Feasibility of manufacturing and infusion
Proportion of selected grafts that will be expanded and meet release criteria and be successfully infused to the patient
Time frame: From first day of product manufacturing for the first patient throught the infusion of the product to the last patient, up to Month 13.
Time to neutrophil engraftment
Neutrophil engraftment is defined as the first day of neutrophil count (ANC) ≥ 0.5 x 109/L for 3 consecutive days; first day of ANC ≥ 0.1 x 109/L will also be documented.
Time frame: From day of transplant (Day 0) throught day of neutrophil engraftment, up to Day 42 post-transplant.
Incidence of NRM at 1 year post transplant
Defined as death not preceded by recurrent or progressive malignancy occurring anytime after stem cell infusion
Time frame: From day of transplant (Day 0) of first patient throught 1 year post-transplant of last patient
Time to platelet engraftment
Platelet engraftment is defined as the first of 3 days of a sustained platelet count ≥ 20 x 109/L with no platelet transfusion in the preceding 7 days as per CIBMTR standards.
Time frame: From day of transplant (Day 0) throught day of platelet engraftment, up to Day 42 post-transplant.
Incidence of graft failure
The incidence of graft failure will be monitored throughout the protocol until 1 year post transplant
Time frame: From day of transplant (Day 0) of first patient throught 1 year post-transplant of last patient
Progression-free survival (PFS) at 1 year post-transplant
Relapse/progression is defined by either hematologic or extramedullary evidence of disease.
Time frame: From day of transplant (Day 0) of first patient throught 1 year post-transplant of last patient
Overall Survival (OS) at 1 year post-transplant
OS is defined as the time interval between day of transplant until death from any cause or for surviving patients, to last follow-up. An event is defined as death from any cause
Time frame: From day of transplant (Day 0) of first patient throught 1 year post-transplant of last patient
Incidences of grade 2-4, 3-4 acute and moderate-severe chronic GVHD at 1 year
Standard clinical criteria and histologic evaluation when possible of skin, liver or gastrointestinal tract will be used to establish and grade acute GVHD. The time to onset of acute GVHD grade 2-4 and maximal grade will be recorded. More specifically, time of onset to grade 2 GVHD as well as time of onset of grade 3 or 4 acute GVHD will be collected. Cumulative incidence of moderate-severe chronic GVHD will be determined at 12 months. Chronic GVHD will be diagnosed and graded according to the recommendations of the NIH Consensus Conference and recently updated.
Time frame: From day of transplant (Day 0) of first patient throught 1 year post-transplant of last patient
Immune reconstitution at 2, 3, 6 and 12 months
CD4+, NK and B cell counts (T-B-NK panel) and IgG levels will be measured at 2, 3, 6, and 12 months post-transplant. These results may be compared to conventional dose ECT-001-CB transplants or other types of transplant.
Time frame: From day of transplant (Day 0) of first patient throught 1 year post-transplant of last patient
Time to discharge from hospital
Duration of initial transplant hospitalization will be measured from day of transplant until day of hospital discharge. These results may be compared to various control groups
Time frame: From day of transplant (Day 0) of first patient throught 1 year post-transplant of last patient
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